Root Cause Analysis : From Surface Findings to Systemic Solutions
Instructor : James Paterson
Transform Your Findings Into Organizational Change
Every internal auditor can identify what went wrong. But the auditors who truly drive organizational excellence understand why it happened—and more importantly, how to prevent it from happening again.
This comprehensive course transforms your internal audit findings from simple observations into powerful catalysts for meaningful organizational change. You'll move beyond surface-level reporting to uncover the systemic issues that truly matter to your stakeholders.
What You'll Master
Beginning with a solid grounding in root cause fundamentals, this programme takes you on a journey from basic concepts to advanced analytical techniques. You'll explore the critical distinctions between immediate, contributing, and root causes, setting the foundation for sophisticated analysis that delivers real value.
Core Techniques and Applications
Through hands-on exercises and real-world examples, you'll develop expertise in:
Essential Root Cause Methodologies
Understand the complete toolkit including Fault Tree Analysis, Three-Way 5 Whys, and Fishbone Diagrams, understanding when and how to deploy each technique for maximum impact
Where the BowTie diagram fits in
Learn to visualize and communicate complex risk scenarios, showing both preventive and detective controls in a format that resonates with senior stakeholders
Systems Thinking Approach
Develop the ability to see beyond isolated causes, identifying interconnected factors that create recurring issues.
Deep-Dive Fishbone Mastery
Move beyond basic cause-and-effect diagrams to apply sophisticated fishbone analysis across diverse internal audit scenarios, from operational failures to compliance breakdowns
AI-Enhanced Analysis
Discover practical applications where artificial intelligence can accelerate your root cause investigations while improving the quality and consistency of your findings
Strategic Implementation
Transform your entire audit methodology by embedding sophisticated root cause analysis throughout your practice:
Design GIAS-Aligned Work Programmes
Create robust audit programs that fully integrate the latest Global Internal Audit Standards requirements, ensuring compliance while maximizing effectiveness
Connect Causes to Industry Excellence
Develop frameworks that link identified root causes to best practices/process maturity, providing context that drives action
Master Thematic Analysis
Apply best practice causal categories to identify patterns and trends across multiple audits, revealing enterprise-wide issues that individual audits might miss
Enhance GRC Integration
Learn strategies to strengthen Governance, Risk, and Compliance frameworks through systematic root cause identification and remediation tracking
Who Should Attend
This advanced course is designed for internal audit professionals ready to elevate their analytical capabilities and organizational impact:
Experienced Auditors seeking to move beyond surface-level observations and deliver deeper insights
Audit Managers responsible for driving meaningful organizational change through systemic issue identification
Senior Audit Professionals working to align their practice with the latest professional standards
Internal Audit Teams looking to enhance their value proposition and strengthen stakeholder relationships
Participants should have foundational internal audit experience and be prepared to engage with complex analytical concepts and their practical application.
Your Learning Experience
This isn't just theoretical knowledge—it's a practical roadmap. Through a combination of interactive workshops, real-world case studies, and collaborative problem-solving, you'll:
Practice key techniques on scenarios drawn from actual audit situations
Receive personalized feedback
Understand the templates and frameworks ready for immediate implementation
Network with peers facing similar analytical challenges
Your Investment in Excellence
Root cause analysis isn't just another audit technique—it's the difference between auditors who report problems and those who solve them. This course combines James C Paterson's extensive experience as author of “Beyond the Five whys” book with cutting-edge methodologies to help you deliver audit results that truly matter.
Join us to ensure your audit findings don't just identify what went wrong, but illuminate the path to organizational excellence through systematic understanding and prevention of underlying issue